-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CaBoXwNbdQj/q8noBfvZaAJ4N3k1DVb/xzRnqmevKUv/MeKfsUgeuOBnhTnGaisD jwqe0rnTuhukCfICz0CeZw== 0000927356-99-000258.txt : 19990222 0000927356-99-000258.hdr.sgml : 19990222 ACCESSION NUMBER: 0000927356-99-000258 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990219 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: EVOLVING SYSTEMS INC CENTRAL INDEX KEY: 0001052054 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 841010843 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-54125 FILM NUMBER: 99546113 BUSINESS ADDRESS: STREET 1: 9777 MT PYRAMID COURT CITY: ENGLEWOOD STATE: CO ZIP: 80112 BUSINESS PHONE: 3038021000 MAIL ADDRESS: STREET 1: 9777 MT PYRAMID COURT CITY: ENGLEWOOD STATE: CO ZIP: 80112 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: TRIDENT CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001045435 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 770413011 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 2480 SAND HILL RD STREET 2: STE 201 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 6502334300 MAIL ADDRESS: STREET 1: 2480 SAND HILL RD STREET 2: STE 201 CITY: MENLO PARK STATE: CA ZIP: 94025 SC 13G 1 SCHEDULE 13G FOR TRIDENT MANAGEMENT LLC OMB APPROVAL ------------------------- OMB Number: 3235-0145 Expires: August 31, 1999 Estimated average burden hours per response 14.90 ------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities and Exchange Act of 1934 (Amendment No.__)* Evolving Systems, Inc. ---------------------------- (Name of Issuer) Common Stock ------------------------------------ (Title of Class of Securities) 30049R 10 0 ------------------------------------------ (CUSIP Number) December 31, 1998 --------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [_] Rule 13d-1(b) [_] Rule 13d-1(c) [X] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SEC 1745 (3-98) Page 1 of 4 pages - ----------------------------------- CUSIP No.________________________ - ----------------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (entities only) Trident Capital Management, L.L.C. 77-0413011 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) (b) - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZEN OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER 977,673 ----------------------------------------------------- 6 SHARED VOTING POWER NUMBER OF SHARES 0 BENEFICIALLY OWNED ----------------------------------------------------- BY EACH REPORTING 7 SOLE DISPOSITIVE POWER 977,673 ----------------------------------------------------- PERSON WITH 8 SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 977,673 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (see instructions) - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 8.4% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON (see instructions) OO - -------------------------------------------------------------------------------- Page 2 of 4 pages Item 1 (a) Name of Issuer Evolving Systems, Inc. (b) Address of Issuer's Principal Executive Offices 9777 Mount Pyramid Court Englewood, CO. 80155 Item 2 (a) Name of Person Filing Trident Capital Management, L.L.C. (b) Address of Principal Business Office, if none, Residence 2480 Sand Hill Rd., Suite 100 Menlo Park, CA 94025 (c) Citizenship Delaware (d) Title of Class of Securities Common Stock (e) CUSIP Number 30049R 10 0 Item 3. If this statement is filed pursuant to (S)240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: Not applicable Item 4. Ownership (a) Amount Beneficially Owned: 977,673 (b) Percent of Class: 8.4% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 977,673* (ii) shared power to vote or to direct the vote: 0 (iii) sole power to dispose or to direct the disposition of: 977,673* (iv) shared power to dispose or to direct the disposition of: 0 * Includes 535,592 shares held by Information Associates, L.P. (IA, L.P.) and 14,908 held by Information Associates, C.V. (IA, C.V.). As well as, warrants to purchase 415,576 shares of common stock held by IA, LP and warrants to purchase 11,597 shares of common stock held by IA, CV. Trident Capital Management, L.L.C. is the sole general partner of IA, L.P. Trident Capital Management, L.L.C. is the investment general partner of IA, C.V. Item 5. Ownership of Five Percent or Less or a Class Not applicable Item 6. Ownership of more than Five Percent on Behalf of Another Person. Not applicable Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company Not applicable Item 8. Identification and Classification of Members of the Group Not applicable Item 9. Notice of Dissolution of Group Not applicable Item 10. Certification Not applicable Page 3 of 4 pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 16, 1999 /s/ Stephen M. Hall ------------------------------- Page 4 of 4 pages -----END PRIVACY-ENHANCED MESSAGE-----